How Sensible Are You Concerning the SEC's Regulation Greatest Curiosity?

The remark interval for the SEC proposed Regulation Greatest Curiosity simply ended. How a lot are you aware about what Regulation Greatest Curiosity, if absolutely applied, would require of advisors? Of dealer/sellers? Don’t be caught flat-footed when change comes. This 12-item quiz will take a look at your understanding of the regulatory enjoying subject and decide how ready you might be for the approaching rules. Give your self one level for each appropriate reply. Should you rating 9 factors or greater, rely your self suitably ready for Regulation Greatest Curiosity.