TD Ameritrade CEO Tim Hockey: Departure Unrelated to M&A

By Felice Maranz



(Bloomberg) -- TD Ameritrade Holding Corp. Chief Government Officer Tim Hockey stated his departure from the net brokerage no later than the top of February 2020 has nothing to do with mergers and acquisitions, “professional or con.”



Hockey, in a cellphone interview, dismissed a direct query about whether or not the transfer was associated to a possible take care of E*Commerce Monetary Corp. “All the things we do,” he stated, appears to focus on “M&A exercise.”



The exit wasn’t attributable to any “one factor,” and the choice got here after a sequence of talks with the board, in line with “conversations CEOs have with boards.” He stated the main points of these ought to stay confidential.



Shares of TD Ameritrade had been decrease by about zero.9% as of 11:36 a.m. in New York after erasing an earlier 1.three% achieve. New York-based E*Commerce’s shares gained as a lot as 2.four% to the very best since Might 21.



On Monday, the Omaha-based firm abruptly introduced Hockey’s departure and stated the board will start a seek for a successor. The transfer stunned Wall Avenue, significantly because the inventory has outperformed the S&P 500 throughout his tenure, and led to hypothesis the corporate could also be on the hunt for an acquisition.



The exit “places shares within the penalty field,” Wolfe Analysis’s Steven Chubak wrote in a word. “The information got here as a shock as Hockey was usually effectively preferred by the funding neighborhood,” and shares carried out effectively beneath his management, prompting Chubak to surprise why he’s “being requested to go away.” Chubak dismissed hopes the change would improve the chance of a mixture with E*Commerce, as “we discover such hypothesis unhelpful, as hope just isn't a method.”



Hockey stated the change is to not take one other job instantly and there was no violation of conduct. He referred to as his departure, after greater than three many years at TD, a “very important shift” for the psyche. “You get a possibility to know who you're as an individual,” he stated.



On Monday, TD Ameritrade additionally reported third-quarter adjusted earnings per share of $1.04 versus analysts’ estimates of 97 cents. Common consumer trades per day within the quarter had been about 825,000, up 5% in contrast with the prior yr. Trades per day in July to this point are 780,000.



Hockey flagged seasonal slowness, together with the “summer time doldrums,” and added that individuals might have been anticipating greater tax refunds.



Geopolitical pressure with Iran is “having an influence,” he added. On the similar time, he stated information that ordinarily would set off a spike in volatility, like tankers being seized within the Strait of Hormuz, isn’t doing so. “This abnormality will finish,” he warned.



To contact the reporter on this story:
Felice Maranz in New York at [email protected]



To contact the editors answerable for this story:
Catherine Larkin at [email protected]
Jeremy R. Cooke, Jennifer Bissell-Linsk

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